Key Products

Docupace’s PreciseFP

Docupace’s PreciseFP solution accelerates the ability of firms to adopt the digital-first mindset clients demand.

Client Onboarding

With pre-populated forms, automatic data synchronization, built-in compliance checks, and advanced integrations, Docupace makes new account opening and maintenance processes surprisingly simple.

Document Management

Store and access your firm’s records with a secure, cloud-based document management solution. With Docupace, you can access what you need when you need it, and always be prepared for an audit.

Advisor Transitions

What if you could give incoming advisors the ability to transition their book of business digitally in as little as 30 days? Docupace’s automated workflows, compliance knowledge, and hands-on service make it possible.

Compliance TRACKR

Simplify complex client disclosure requirements with automated delivery of Form CRS (Reg BI), Form ADV and DOL Rule disclosures.

Surveillance and Compliance

The Surveillance and Compliance solutions are the antidote to your challenges, pre- and post-trade.

Compensation Management

Create up-to-the-minute, accurate financial reports with financial summaries that can be created on an unlimited number of hierarchical levels.

Customer Insights

“Anytime we’d run into bumps in the road, Docupace has been reactive to whatever our needs were,” — Scott Jenkins, Director of Information Technology, Keel Point.

“When I discovered Docupace, I was looking for a straight-through processing method. Something electronic in form in order to go point to point — the Holy Grail.” — Steve Distante, Chief Entrepreneurial Officer, Vanderbilt

“Docupace allows advisors and staff to submit business in a simplified and secure way.” — John Barragan, Senior Vice President & Head of Strategic Operations, Cetera Financial Group

“For our offices that have completely implemented the Docupace Solution, we have seen an over 90% decrease in audit findings” — NettWorth Financial Group

“The biggest thing with Docupace is the strength of partnership for an industry where it changes constantly. To be able to have a partner we can work through challenges and opportunities with is very important. Docupace is as good as it gets.” — Bob Earle, National Life Group

“It’s very easy to fall back on what you know when you’re in a pinch, but we didn’t. We decided to only process straight-through for everything. The support from our home office was also key. They helped us figure out some specific processes which made our transition easier.” — Adam Pearce, Finance Planner, The Legend Group

“We choose Docupace because of their ability to deliver an enterprise-wide web-based solution to reduce costs and helping relieve our infrastructural dependencies while improving customer service, supporting our compliance requirements and meeting other organizational goals. They showed a willingness to work with us.” — Wallace Wealth Management